Financial Planner

Our client, a local Tucson financial institution has been named “Best-in- State” for the past four years. Dedicated to providing a positive difference in the financial lives of its members. They are looking for a Financial Planner.

This role assists clients with personal investment and financial planning needs utilizing the financial planning process: gathers information and prepares personal financial statements, identifies client objectives, prepares analysis of present position and consideration of alternatives, development and implementation of the plan, and periodic review and revision of the plan.

Duties and Responsibilities:
• Assists clients with attainment of financial goals using the financial planning process.
• Develops a long-term, ongoing relationship with their clients, establishes and monitors investments and provides other financial products and advice as needed by their clientele.
• Develops new business relationships with prospective clients by making personal contacts, involvement in company, SEG and community functions, delivery of educational seminars, and involvement in firm functions and projects.
• Maintains and increases business with current clients by managing their portfolios and financial needs and through regular personal contacts.
• Maintains necessary licensing and continuing education requirements. Conducts all business in accordance with applicable federal and state regulations, as well as all the rules of the NASD, SEC, and the Firm Element of the affiliated broker/dealer.
• Maintains a high standard of operation to ensure performance meets expectations including high quality service and attainment of sales goals.

Skills and Qualifications:
• Must have CFP certification
• A bachelor’s degree in Business Administration, Finance or Economics.
• Quality job performance and accuracy with moderate supervision.
• Ability to make prudent decisions and recommendations based on sound knowledge and independent judgment.
• Accurate, courteous, timely and professional service to all clients and employees.
• Newly licensed to 3 years experience in the securities industry.
• The ability to motivate or influence others is a material part of the job, requiring a significant level of diplomacy and trust. Obtaining cooperation (internally and/or externally) is an important part of the job.

Compensation: Commensurate with experience. This role does not earn commission. Benefits, PTO, 401(k) with an employer match, and a Health Savings Account with employer contribution.